Bonds of Sammons Financial Group fell to the lowest since they were issued in June after a report probed the life insurer’s connections to Mark Walter’s Guggenheim Partners. The company’s bonds due in ...

A high-ranking Forbes editor was fired last week for taking a $6 million gift from the founder of a firm that partners with the magazine on its advisor awards and rankings, according to published ...

JPMorgan Asset Management’s Gabriela Santos warned that “AI-factor” concentration risk has spread beyond equities into fixed income, ratcheting up the need for investor caution even as the super-cycle ...

Rarely have all the stars aligned to shine on a profession and create an environment as favorable as the universe facing financial advisors today. The demographic and financial market dynamics ...

New research suggests there are better ways than William Bengen’s 4% withdrawal strategy to guarantee a sustainable income stream in retirement. The new strategy involves using a mix of a low-cost ...

Time, money and competition put pressure on RIA owners to be decisive, but taking action can be hard without assurances of success, and it can be reckless to act on gut instinct. To compete, advisors ...

Jefferies Financial Group Inc. has been told that some of the invoices underpinning its financing to an iron ore trader called Sapphire Minmetals Corp. are not genuine, according to people familiar ...

BlackRock Inc.’s troubled private credit fund is selling nearly half of its loan portfolio to a vehicle backed by secondaries specialist Pantheon, in its most aggressive step to tackle longstanding ...

Ken Griffin is pointing an outstretched arm toward his field of dreams. On this Wednesday afternoon in early February, the CEO of Citadel, one of the world’s largest and most profitable hedge funds, ...

Jay Lucas, a onetime Republican candidate for New Hampshire governor, pleaded guilty Friday to charges that he committed securities fraud, wire fraud, investment advisor fraud and money laundering in ...

Mark Spitznagel is a master at generating buzz for his tail risk-protection business. From partnering with the man who coined the very term “Black Swan” to warning this January that we’re in “the ...

A minute’s stroll from the New York Stock Exchange, down a cobblestone street once lined by imposing headquarters for the titans of finance, a corner office has taken on new meaning. Starting Monday, ...