Two former Osaic advisors and the Wells Fargo-affiliated wealth management firm they joined have lost a bid to derail most of a lawsuit accusing them of taking more than 140 client accounts and ...

Rarely have all the stars aligned to shine on a profession and create an environment as favorable as the universe facing financial advisors today. The demographic and financial market dynamics ...

Blackstone Inc. is folding its growth business into a new West Coast-based division that will focus solely on the alternative investment giant’s artificial intelligence portfolio, which includes ...

No matter how valid the reasons are for parents to financially assist their adult children, there’s little question that it can cause them to delay or even abandon their retirement plans, advisors say ...

New research suggests there are better ways than William Bengen’s 4% withdrawal strategy to guarantee a sustainable income stream in retirement. The new strategy involves using a mix of a low-cost ...

Bonds of Sammons Financial Group fell to the lowest since they were issued in June after a report probed the life insurer’s connections to Mark Walter’s Guggenheim Partners. The company’s bonds due in ...

RIA mergers and acquisitions set a record for the busiest second quarter and first half in industry history, but the deals increasingly went to the same buyers, according to a new report from ECHELON ...

Time, money and competition put pressure on RIA owners to be decisive, but taking action can be hard without assurances of success, and it can be reckless to act on gut instinct. To compete, advisors ...

David Choi's hedge fund seemed too good to pass up, with Mars FX US LP posting annual gains that averaged 19% and zero monthly losses. In the end, it was too good to be true. Choi's fund is now ...

The hottest buy of the summer is a $10 gift card to Dunkin’. It’s not that the coffee and donut chain’s iced lattes have suddenly become more popular. It’s really thanks to a marketing campaign backed ...

Jefferies Financial Group Inc. has been told that some of the invoices underpinning its financing to an iron ore trader called Sapphire Minmetals Corp. are not genuine, according to people familiar ...

Ken Griffin is pointing an outstretched arm toward his field of dreams. On this Wednesday afternoon in early February, the CEO of Citadel, one of the world’s largest and most profitable hedge funds, ...