The hottest buy of the summer is a $10 gift card to Dunkin’. It’s not that the coffee and donut chain’s iced lattes have suddenly become more popular. It’s really thanks to a marketing campaign backed ...

Two former Rochester, N.Y., brokers, imprisoned in connection with a decade-long nationwide Ponzi scheme that duped hundreds of investors out of more than $115 million, have agreed to be barred from ...

Rarely have all the stars aligned to shine on a profession and create an environment as favorable as the universe facing financial advisors today. The demographic and financial market dynamics ...

Time, money and competition put pressure on RIA owners to be decisive, but taking action can be hard without assurances of success, and it can be reckless to act on gut instinct. To compete, advisors ...

Ken Griffin is pointing an outstretched arm toward his field of dreams. On this Wednesday afternoon in early February, the CEO of Citadel, one of the world’s largest and most profitable hedge funds, ...

The next generation of financial advisors is sending a clear message to employers: Invest in us. Students entering the profession want mentorship. They want meaningful work. They want a transparent ...

Wall Street got a reality check as a bruising selloff in several technology giants fueled concern the artificial-intelligence frenzy that has powered the equity bull market might be overblown. The ...

Correction: A previous version of this story misattributed a quote regarding Finra arbitration procedures to Valerie Mirko. The quote should have been attributed to Jennifer Shaw. The long-standing ...

Emphasis on charitable planning is increasing among wealthy investors. According to the 2026 Study of the Philanthropic Conversation, conducted by The Philanthropic Initiative (TPI), 75% of ...

EP Wealth Advisors, a fee-only RIA and financial planning firm overseeing more than $36 billion in assets, has acquired Better Money Decisions, a Santa Fe, N.M., firm with about $370 million assets ...

Taxes never feel so burdensome as during tax season, which runs for another month in 2026. And if you happen to live in Oregon, you may be feeling that burden more than most. Oregon has the highest ...

Although the year-end “giving season” has come and gone, donor-advised funds (sometimes called “DAFs”) remain more popular than ever for charitable giving and investing, primarily because they are ...