SEC charges private fund adviser for allegedly defrauding retail investors

Sept 30 (Reuters) - The ‌US securities regulator on Wednesday charged Meyer Global Management and its CEO Owen Meyer over the ...
24/7 Wall St.

SEC Proposes New Rule for Investment Advisers to Hold Bitcoin for Clients: Which Coins Will See Over $100 Trillion in Managed Funds First?

The SEC's new crypto custody rule for advisers managing over $100 trillion could determine which cryptocurrencies benefit.
CFO Dive

SEC charges private fund adviser with alleged fraud before SpaceX IPO

The Manhattan-based fund adviser rode investor enthusiasm for pending initial public offerings by companies including OpenAI, ...

SEC Admits Regulation Has Lagged Bitcoin, Proposes New Custody Rules

SEC Chairman Paul Atkins admitted this week that federal rules failed to keep pace with Bitcoin's growth and proposes new custody rules.

SEC clears Tesla-crafted auto-vote plan for wide use, worrying activists

Wall Street's top regulator backed a plan developed by electric carmaker Tesla allowing companies to have investors opt to ...
nytimes.com

The SEC could have dunked on the Big Ten, but instead just went even dumber

It was not a banner week for discourse from SEC coaches and administrators. Eakin Howard / Getty Images The SEC’s secession talk just set a new low for bad jokes in college sports. Thanks to co-worker ...
Law

SEC Scales Back Market Surveillance Tool, Raises Oversight Concerns

The Consolidated Audit Trail is a database that tracks all activity in U.S. equity and options markets. Firms say the size and breadth of the data the U.S. Securities and Exchange Commission collected ...
TheStreet

SEC says “most crypto assets are not securities,” introduces new token categories

The United States Securities and Exchange Commission (SEC) has introduced a formal classification system for crypto assets, marking a major regulatory shifts for the industry in years. In a March 17 ...