Most of the over 200,000 comments urged the agency not to make quarterly financial reports optional; Trump has long supported ...
Another booming year of M&A activity among RIAs has caught the attention of the Securities and Exchange Commission (SEC). The dealmaking was flagged under “business practices that may create ...
October 15, 2025 - As the Securities and Exchange Commission (SEC or Commission) transitioned to the new administration and the leadership of Chairman Paul Atkins earlier this year, two parallel ...
The impact of ditching divisions hasn't been felt in the SEC through two seasons. Todd Kirkland / Getty Images In the beginning, former SEC commissioner Roy Kramer created divisions so he could hold a ...
Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
The Consolidated Audit Trail is a database that tracks all activity in U.S. equity and options markets. Firms say the size and breadth of the data the U.S. Securities and Exchange Commission collected ...
The Securities and Exchange Commission rescinded a policy Monday requiring defendants in settled enforcement actions not to publicly deny the SEC's allegations. Processing Content The policy has ...
The U.S. SEC is putting the finishing touches on a framework that would allow digital, blockchain-based versions of publicly traded stocks to trade on crypto platforms. The U.S. Securities and ...
The Securities and Exchange Commission (SEC) is preparing an "innovation exemption" for tokenized securities as early as this week, Bloomberg Law reported SEC Chair Paul Atkins earlier in May signaled ...
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