When Vanguard Group in 2020 stepped up efforts to supplement its famously low money-management fees by expanding its Personal ...

Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.

The Securities and Exchange Commission (SEC) has ordered Vanguard Advisers and Empower Advisory Group, along with Empower Financial Services, to pay a combined total of more than $25 million in ...

The Securities and Exchange Commission announced on Friday it had entered an agreement with Vanguard Advisers, the advisory arm of the giant mutual fund complex, to pay $19.5 million in fines for ...

The Securities and Exchange Commission’s $19.5 million settlement with Vanguard Advisers over its failures to disclose advisor compensation has unleashed a wave of frustration across the financial ...

Vanguard Advisers Inc. encouraged advisers to enroll customers in personal financial services without properly disclosing employees’ financial interest to do so, the U.S. Securities and Exchange ...

Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.