The U.K.’s Targeted Support Scheme, intended to provide millions of people with a newly created category of affordable regulated financial advice, went live on April 1. The U.K. government billed the ...

Audit regulators have rapped the knuckles of EY and Grant Thornton by republishing old inspection results with previously concealed criticisms of the firms’ quality control practices now exposed. The ...

The continuing United States and Israel-led campaign against Iran and the blockade of the Strait of Hormuz have created ...

Compliance professionals are the humans among us willing to take that absolutely necessary step to read the fine print. But ...

A legal nonprofit has alleged that U.S. Equal Employment Opportunity Commission (EEOC) Chief Andrea Lucas has refused to ...

A new report tells a story that compliance professionals should read carefully. While the report focuses on finance leaders ...

The U.K. financial regulator is expanding its remit and planning to deploy AI to manage its increased workload. This is part ...

The U.K.’s financial services regulator has raided eight addresses in London as part of an operation working with police and ...

Chocolate companies are in the sights of EU antitrust regulators. Ferrero, maker of Kinder, Ferrero Rocher, and Nutella, has ...

The U.K. banking regulator is shifting its focus to rigorously monitoring outcomes, rather than adding rules, and this is ...

Most companies have in place the foundational elements of an ethics and compliance program, but the more elusive elements ...

AI governance is crucial to organizational innovation, according to Stuart Strome, director at Gartner. Businesses that lead ...