The Securities and Exchange Commission (SEC) pursued fewer enforcement actions in 2025—an intentional outcome, the commission ...

Changes to the U.K.’s Financial Ombudsman Service, which enables consumers to pursue financial services firms for compensation for unfair treatment, will place greater weight on firms’ compliance. The ...

The finalists for Compliance Week’s Rising Star in Compliance award embody that emerging talent, showing how the next ...

The three finalists for Compliance Innovator of the Year have applied technology to improve compliance messaging and training ...

The three finalists for Compliance Week’s CCO of the Year come from varied backgrounds, but their stories align. Each ...

The Commodity Futures Trading Commission filed lawsuits against Arizona, Connecticut, and Illinois last week over the ...

A good mentor offers some combination of guidance, compassion, wisdom, and straight talk. The three finalists for Compliance ...

With innovations in third-party risk management and sustainability, and in embedding a compliance-first culture, the ...

A new U.S. Department of Justice division will lead investigations of government fraud, and take over duties—and staff, and ...

The Hong Kong Monetary Authority’s Bank Culture Reform program is now in its eighth year. The message for compliance teams ...