Following a review, the Toronto Stock Exchange (TSX) is proposing a series of revisions to its continued listing requirements ...

Advisors can also prepare for cases of incapacity by streamlining financial accounts for clients who’ve reached a certain age ...

That’s no easy job. Almost two in five (39%) certified financial planner (CFP) professionals were 55 or older at the end of ...

An investor who tried to sue her former discount broker, claiming that unauthorized trading took place in her account, had ...

The final day of the merits hearing included not only closing arguments from counsel for Purpose, Seif and the OSC, but the ...

Each week, we summarize notable moves across the financial industry. Newport Private Wealth co-founder Douglas Brown will ...

Ottawa’s fiscal watchdog says the way the Liberal government defines certain types of spending in its new budget framework ...

A Quebec court has authorized a class action to facilitate a proposed national settlement with industry self-regulatory ...

Nathalie Bachand and Caroline Dabu each received the FP Canada Award of Distinction, which honours those who have made ...

The U.S. Securities and Exchange Commission (SEC) has wrapped up its case against a former pension fund trader and a retiree ...

The test is straightforward. If scorecards are part of the problem, fewer representatives should say they influence ...

Much of the debate about AI in investment management focuses on efficiency: faster research, lower costs and more automation.