Following a review, the Toronto Stock Exchange (TSX) is proposing a series of revisions to its continued listing requirements ...

That’s no easy job. Almost two in five (39%) certified financial planner (CFP) professionals were 55 or older at the end of ...

Advisors can also prepare for cases of incapacity by streamlining financial accounts for clients who’ve reached a certain age ...

An investor who tried to sue her former discount broker, claiming that unauthorized trading took place in her account, had ...

The final day of the merits hearing included not only closing arguments from counsel for Purpose, Seif and the OSC, but the ...

Each week, we summarize notable moves across the financial industry. Newport Private Wealth co-founder Douglas Brown will ...

Ottawa’s fiscal watchdog says the way the Liberal government defines certain types of spending in its new budget framework ...

The U.S. Securities and Exchange Commission (SEC) has wrapped up its case against a former pension fund trader and a retiree ...

Canada’s big banks are exploring the development of Canadian dollar-based digital money, starting with a tokenized deposits ...

Smaller firms may not be able to compete with larger dealers on compensation and bonuses, said Geoffrey Barthelot, a partner ...

A Quebec court has authorized a class action to facilitate a proposed national settlement with industry self-regulatory ...

The SEC issued an order censuring New York-based OTC Link and ordering it to pay a US$575,000 penalty to resolve allegations ...