A trader who engaged in spoofing during extended trading hours has settled enforcement allegations from the U.S. Securities and Exchange Commission (SEC). The regulator filed settled charges against a ...

A history of personal conflict isn’t enough to justify removing an estate trustee, the Supreme Court of British Columbia ruled in a case where a man sought his sister’s removal after they squabbled ...

Vince Childers is senior vice president and head of Real Assets Multi-Strategy at Cohen & Steers Capital Management, Inc. (Runtime: 6:00. Read the audio transcript.) A collapse in correlations to ...

Payment processing company Moneris says it will be acquired by Francisco Partners for a cash consideration of about $2 billion, with BMO and RBC each receiving a 50% share. Following the closing of ...

Fiera Capital Corp. is suing its former head of Canadian large-cap equities, Nessim Mansoor, and five other former employees, alleging they conspired to steal Fiera’s clients and move them to a new ...

The U.S. Securities and Exchange Commission (SEC) charged a venture advisory firm and its CEO on Monday for allegedly ...

A CIRO hearing panel found that Debojyoti (Debo) Majumder, a former rep with HSBC Investments (Canada) Inc. in Richmond Hill, ...

With weaker governance arrangements, the FCA said firms “lacked sufficient independent challenge, with responsibilities concentrated among a small number of individuals.” Some firms also failed to ...

Canada’s main stock index climbed on Monday, helped by gains in the energy sector, while U.S. markets were negative. The ...

Franklin Templeton Canada has added a small amount of private market exposure to some of its mutual fund portfolios, which it ...

According to the court’s decision, a dispute arose over the estate of a woman, Mildred Amelia Lyons, who died in 2022. Her ...

As the U.S. Commodity Futures Trading Commission (CFTC) takes a greater role in regulating prediction markets, it’s warning ...