The U.K.’s Financial Conduct Authority (FCA) is proposing rule changes to make it easier for pension funds to invest in ...
In a notice published Thursday, the TMX Group said it’s seeking comment on a proposal to extend the trading hours on the TSX ...
Year to date, its sub-advised AUM fell 27.1% or $9.2 billion to $24.7 billion. In comparison, its directly managed AUM ...
Discussions focused on assessing the regulatory and supervisory implications of rapid financial innovation, notably ...
Younger clients accustomed to AI will increasingly question the value of traditional financial advice, particularly when they ...
A long-standing employee at a “white shoe” law firm in New York has been charged with insider trading that allegedly relied ...
Power Corp. reported net earnings of $1.006 billion in its third quarter, up more than $300 million from the same period one year ago. It reported earnings per share of $1.60, up relative to $1.10 per ...
Nvidia CEO Jensen Huang resigned Thursday after his extramarital affair raised national security concerns. The company named ...
A former finance director at The Trade Desk (TTD), a digital advertising company firm, has admitted to insider trading, ...
As investment firms embrace AI, a compliance sweep by the Ontario Securities Commission (OSC) has found deficiencies in governance and training, and instances of possible AI washing.
Advocis, the national association for financial advisors, is building on its advocacy efforts by establishing a new committee ...
In January, the tribunal rejected the OSC’s enforcement case against a lawyer, Ahmed Kaiser Akbar, which alleged that he ...
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