The settlement closes a dark chapter for the fixed income manager, which has suffered persistent outflows since the allegations against Leech were first made in 2024.

Vanguard's flagship ETF (VOO) hit $1 trillion in assets on June 3 — the first time an ETF has achieved this milestone.

The Department of Labor approved a five-year renewal exemption to allow Goldman Sachs Group to continue providing asset ...

The SEC released a new draft strategic plan, outlining a vision to revamp the agency's regulatory and enforcement approach.

The comments are in — nearly 42,000 of them. And the industry is sharply split on alts in 401(k)s.

The Securities and Exchange Commission can seek civil enforcement payments against financial fraudsters even if it cannot show their actions caused specific harm to individual investors, the Supreme ...

CalSTRS plans to integrate artificial intelligence oversight into its board governance framework, with CEO Cassandra Lichnock ...

T. Rowe Price Retirement Plan Services was the victim of a cyber breach that leaked the personal information of individuals participating in executive retirement savings plans, according to a ...

The $185 billion Swiss asset manager said in a June 3 investor letter that it is enforcing a 5% gate on quarterly redemptions for an evergreen private equity fund called Partners Group Global Value ...

Executives at Nasdaq, NYSE and Cboe discussed how their exchanges are reacting to a flood of new ETF listings, as well as how they are adapting to demand for tokenization and extended trading hours at ...

The $260 billion manager's first active ETFs focus on international and emerging markets equities in an effort mitigate ...

After 16 years of leading Wesleyan University's investment office, retiring CIO Anne Martin says building a team, redoing ...