The Securities and Exchange Commission announced on Friday it had entered an agreement with Vanguard Advisers, the advisory arm of the giant mutual fund complex, to pay $19.5 million in fines for ...

The Securities and Exchange Commission (SEC) has ordered Vanguard Advisers and Empower Advisory Group, along with Empower Financial Services, to pay a combined total of more than $25 million in ...

The mutual fund giant said it was "grateful" for Tonya Robinson's contributions but didn't say why it hired Principal ...

Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.

The Securities and Exchange Commission’s $19.5 million settlement with Vanguard Advisers over its failures to disclose advisor compensation has unleashed a wave of frustration across the financial ...

Vanguard Advisers Inc. encouraged advisers to enroll customers in personal financial services without properly disclosing employees’ financial interest to do so, the U.S. Securities and Exchange ...

Vanguard is on the hook for a $19.5 million penalty following a Securities and Exchange Commission investigation into the company’s disclosures about how it compensated some of its financial advisors.

MANILA, Philippines – The Securities and Exchange Commission (SEC) has denied the request of Villar Land Holdings Inc. to extend the filing of its financial reports, ordering the trillion-peso company ...

View post: Support Pour In For Naomi Girna After Big Announcement The Florida Gators have had a phenomenal recruiting cycle for the class of 2026 thus far. Head coach Billy Napier secured several ...

The United States Securities and Exchange Commission (SEC) has opened an investigation into what it calls “a potentially fraudulent and unregistered offering of securities” by Ateliere Creative ...

The real estate sector has underperformed the S&P 500 in recent years, and by a wide margin. The short version is that the real estate sector underperformed the S&P 500 because, first, the S&P 500 has ...

Michael Taaffe stepped up to a microphone after a Tuesday Texas football practice with his shoulder scraped and his voice hoarse. He’d spent that morning — and others before it — yelling to his ...