In addition to the $2 million fine, Morgan Stanley has been ordered to conduct an internal review of its policies and to provide training to its broker-dealers in Massachusetts on the prevention ...

Britain’s financial regulator fines Morgan Stanley 1.4 million pounds ($2.1 million) for failing to prevent one of its traders from deliberately over-valuing assets.

Morgan Stanley has been fined $2 million for short-interest reporting and rule violations by one of its units over more than six years, the Financial Industry Regulatory Authority said Wednesday ...

WASHINGTON (MarketWatch) -- Two Morgan Stanley units were fined $2.9 million for "widespread" violations of NASD rules from 1999 to 2006, the private regulator said Tuesday. The NASD said Morgan ...

Morgan Stanley was fined €20 million ($22 million) by French regulatory authorities over allegations that its London bond desk used "pump and dump" trades to manipulate bond prices.

Morgan Stanley (MS) was fined $2 million by the Financial Industry Regulatory Authority over claims that the bank failed to completely report short positions in certain stocks. Morgan Stanley didn ...

In the months before First Republic failed last year, its executive chairman sold more than $6.8 million worth of stock through Morgan Stanley. The bank has agreed to pay $2 million to settle an ...