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Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...
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Vanguard’s $40M Settlement with Shareholders Rejected by JudgeIf he rejected the deal, the affected investors would then retain the $13 million from the SEC settlement. Read more about Vanguard’s rejected settlement with a class of shareholders in the ...
The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard's total payout to the SEC was $106.4 million ...
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...
Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. In a 25-page decision, Murphy agreed with an objecting class member that approving the $40 million ...
Judge rejects Vanguard's $40 million settlement with shareholders, citing no value to plaintiffs due to a parallel SEC deal. ... Vanguard fined $106M over retirement fund disclosure violations.
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