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Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission ...
If he rejected the deal, the affected investors would then retain the $13 million from the SEC settlement. Read more about Vanguard’s rejected settlement with a class of shareholders in the ...
The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard's total payout to the SEC was $106.4 million ...
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...
Vanguard Group Inc., the investment giant famous for low-cost index funds, is seeking regulatory approval to expand its signature tax-saving fund structure — as anticipation grows that the ...
Vanguard's total payout to the SEC was $106.4 million, including a $13.5 million civil fine. In a 25-page decision, Murphy agreed with an objecting class member that approving the $40 million ...
Judge rejects Vanguard's $40 million settlement with shareholders, citing no value to plaintiffs due to a parallel SEC deal. ... Vanguard fined $106M over retirement fund disclosure violations.